International Brokerage Accounts & OFAC Enhanced Due Diligence Analyst — Remote (United States)

Overview

Review U.S. brokerage applications involving non-U.S. individuals and corporate entities. Validate tax and ownership documentation, assess source of wealth and high-risk jurisdiction exposure, and document OFAC, sanctions, PEP and transaction-monitoring escalations for financial-crime teams.

Requirements

• At least three years in AML or KYC at a broker-dealer, bank or financial technology business.
• Direct experience onboarding non-U.S. customers including legal entities and complex ownership structures.
• Demonstrated enhanced due diligence, source-of-wealth and source-of-funds investigative experience.
• Working knowledge of OFAC requirements, sanctions controls and high-risk jurisdiction restrictions.
• Ability to validate W-8BEN and W-8BEN-E documentation and prepare examination-ready case records.
• Strong independent risk judgment and written internal escalation skills.
• CAMS or equivalent certification, new market/product launch and proficiency in a second language are preferred, not mandatory.

Responsibilities

• Review international individual and institutional brokerage onboarding applications.
• Validate beneficial ownership, tax residency and W-8 documentation.
• Conduct EDD on high-risk clients and assess source of funds or wealth.
• Disposition sanctions, PEP and adverse media screening alerts.
• Investigate transaction monitoring findings and prepare documented compliance escalations.
• Perform ongoing periodic reviews and maintain defensible regulatory records.

Conditions

• Full-time fully remote position for candidates based in the United States.
• Standard Monday-to-Friday hours during U.S. business hours.